Weinstein Joshua S. 4
4 · CAPITAL SOUTHWEST CORP · Filed Nov 17, 2021
Insider Transaction Report
Form 4
Weinstein Joshua S.
Senior Managing Director & CIO
Transactions
- Tax Payment
Common Stock
2021-11-15$27.38/sh−5,364$146,866→ 144,565 total
Holdings
- 400(indirect: Held by the reporting person's daughter)
Common Stock
- 500(indirect: Held by the reporting person's son)
Common Stock
- 650(indirect: Held by reporting person's son)
Common Stock
Footnotes (1)
- [F1]Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.