LOCKE JAMES A III 4

4 · CONSTELLATION BRANDS, INC. · Filed Jul 13, 2021

Form 4

Period: 2021-07-10

Director

Transactions

Exercise/Conversion
Class A Common Stock
2021-07-10+567→ 567 total
Exercise/Conversion
Restricted Stock Units
2021-07-10−567→ 0 total
From: 2021-07-10→ Class A Common Stock (567 underlying)

Holdings

Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $197.88From: 2020-01-16Exp: 2029-07-16→ Class 1 (convertible) Common Stock (1,289 underlying)
1,289
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $50.90From: 2014-01-24Exp: 2023-07-24→ Class 1 (convertible) Common Stock (2,750 underlying)
2,750
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $87.13From: 2015-01-23Exp: 2024-07-23→ Class 1 (convertible) Common Stock (1,606 underlying)
1,606
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $119.37From: 2016-01-22Exp: 2025-07-22→ Class 1 (convertible) Common Stock (1,172 underlying)
1,172
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $166.34From: 2017-01-20Exp: 2026-07-20→ Class 1 (convertible) Common Stock (1,267 underlying)
1,267
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $197.18From: 2018-01-18Exp: 2027-07-18→ Class 1 (convertible) Common Stock (1,041 underlying)
1,041
Class A Common Stock
(indirect: By Trust)
39,517
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $213.85From: 2019-01-17Exp: 2028-07-17→ Class 1 (convertible) Common Stock (1,015 underlying)
1,015
Non-Qualified Stock Option (right to buy)
(indirect: By Trust)
Exercise: $180.77From: 2021-01-21Exp: 2030-07-21→ Class 1 (convertible) Common Stock (1,391 underlying)
1,391

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
[F2]Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.
[F3]The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date.
[F4]Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 9, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A Locke III Revocable Trust.

Documents

1 file