4//SEC Filing
Hayes John V. 4
Accession 0000014693-22-000031
CIK 0000014693other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 8:51 PM ET
Size
491.0 KB
Accession
0000014693-22-000031
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Hayes John V.
SVP, Chief Marketing Officer
Transactions
- Exercise/Conversion
Stock Appreciation Right
2022-04-29−22,116→ 0 totalExercise: $22.72From: 2015-05-01Exp: 2022-04-30→ Class B Common (22,116 underlying) - Exercise/Conversion
Class B Common
2022-04-29$22.74/sh+22,116$502,962→ 29,924 total - Tax Payment
Class B Common
2022-04-29$68.70/sh−12,108$831,820→ 17,816 total
Holdings
- 47,036.184(indirect: By Trust)
Class B Common
- 7,304
Stock Appreciation Right
Exercise: $35.60From: 2017-05-01Exp: 2024-04-30→ Class B Common (7,304 underlying) - 8,025
Stock Appreciation Right
Exercise: $53.24From: 2021-05-01Exp: 2028-04-30→ Class B Common (8,025 underlying) - 9,568
Stock Appreciation Right
Exercise: $53.88From: 2022-05-01Exp: 2029-04-30→ Class B Common (9,568 underlying) - 14,579
Stock Appreciation Right
Exercise: $68.24From: 2023-05-01Exp: 2030-04-30→ Class B Common (14,579 underlying) - 8,805
Stock Appreciation Right
Exercise: $70.24From: 2024-05-01Exp: 2031-04-30→ Class B Common (8,805 underlying) - 8,000.223(indirect: By 401(k))
Class B Common
- 14,270.58(indirect: By LLC)
Class B Common
- 9,149
Stock Appreciation Right
Exercise: $28.03From: 2016-05-01Exp: 2023-04-30→ Class B Common (9,149 underlying) - 9,321
Stock Appreciation Right
Exercise: $39.58From: 2018-05-01Exp: 2025-04-30→ Class B Common (9,321 underlying) - 12,854
Stock Appreciation Right
Exercise: $37.94From: 2019-05-01Exp: 2026-04-30→ Class B Common (12,854 underlying) - 10,844
Stock Appreciation Right
Exercise: $39.20From: 2020-05-01Exp: 2027-04-30→ Class B Common (10,844 underlying)
Footnotes (12)
- [F1]The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation.
- [F10]These stock appreciation rights were previously reported as covering 9,434 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
- [F11]These stock appreciation rights were previously reported as covering 14,374 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
- [F12]These stock appreciation rights were previously reported as covering 8,681 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
- [F2]Number of shares acquired through the issuer's 401(k) plan as of April 29, 2022.
- [F3]These stock appreciation rights were previously reported as covering 21,806 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
- [F4]These stock appreciation rights were previously reported as covering 9,020 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
- [F5]These stock appreciation rights were previously reported as covering 7,201 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
- [F6]These stock appreciation rights were previously reported as covering 9,190 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
- [F7]These stock appreciation rights were previously reported as covering 12,674 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
- [F8]These stock appreciation rights were previously reported as covering 10,692 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
- [F9]These stock appreciation rights were previously reported as covering 7,912 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001719143
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 8:51 PM ET
- Size
- 491.0 KB