4//SEC Filing
Hinrichs Thomas 4
Accession 0000014693-22-000029
CIK 0000014693other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 8:49 PM ET
Size
515.9 KB
Accession
0000014693-22-000029
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Hinrichs Thomas
Pres. Eur.N.Asia/ANZSEA
Transactions
- Exercise/Conversion
Stock Appreciation Right
2022-04-29−14,663→ 0 totalExercise: $22.72From: 2015-05-01Exp: 2022-04-30→ Class B Common (14,663 underlying) - Exercise/Conversion
Class B Common
2022-04-29$22.72/sh+14,663$333,202→ 22,513 total - Tax Payment
Class B Common
2022-04-29$68.70/sh−9,510$653,337→ 13,003 total
Holdings
- 12,827
Stock Appreciation Right
Exercise: $39.20From: 2020-05-01Exp: 2027-04-30→ Class B Common (12,827 underlying) - 11,293
Stock Appreciation Right
Exercise: $28.03From: 2016-05-01Exp: 2023-04-30→ Class B Common (11,293 underlying) - 11,312
Stock Appreciation Right
Exercise: $70.24From: 2024-05-01Exp: 2031-04-30→ Class B Common (11,312 underlying) - 15,179
Stock Appreciation Right
Exercise: $37.94From: 2019-05-01Exp: 2026-04-30→ Class B Common (15,179 underlying) - 11,312
Stock Appreciation Right
Exercise: $53.24From: 2021-05-01Exp: 2028-04-30→ Class B Common (11,312 underlying) - 23,651
Stock Appreciation Right
Exercise: $53.88From: 2022-05-01Exp: 2029-04-30→ Class B Common (23,651 underlying) - 17,960
Stock Appreciation Right
Exercise: $68.24From: 2023-05-01Exp: 2030-04-30→ Class B Common (17,960 underlying)
Footnotes (9)
- [F1]The closing price of BF-B on April 28, 2022 was used to calculate the withholding obligation.
- [F2]These stock appreciation rights were previously reported as covering 14,457 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
- [F3]These stock appreciation rights were previously reported as covering 11,134 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
- [F4]These stock appreciation rights were previously reported as covering 14,966 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
- [F5]These stock appreciation rights were previously reported as covering 12,647 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
- [F6]These stock appreciation rights were previously reported as covering 11,153 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
- [F7]These stock appreciation rights were previously reported as covering 23,319 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
- [F8]These stock appreciation rights were previously reported as covering 17,708 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
- [F9]These stock appreciation rights were previously reported as covering 11,153 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001631268
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 8:49 PM ET
- Size
- 515.9 KB