4//SEC Filing
Hawley Kirsten M 4
Accession 0000014693-21-000098
CIK 0000014693other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 4:34 PM ET
Size
11.8 KB
Accession
0000014693-21-000098
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Hawley Kirsten M
SVP Chief Human Resource OFC
Transactions
- Exercise/Conversion
Class B Common
2021-07-01$39.76/sh+30,008$1,193,028→ 34,192 total - Exercise/Conversion
Stock Appreciation Right
2021-07-01−30,008→ 0 totalExercise: $39.76From: 2020-05-01Exp: 2027-04-30→ Class B Common (30,008 underlying) - Sale
Class B Common
2021-07-01$74.65/sh−7,873$587,693→ 4,184 total - Tax Payment
Class B Common
2021-07-01$74.94/sh−22,135$1,658,797→ 12,057 total
Holdings
- 381.682(indirect: DRIP)
Class B Common
- 5,407.007(indirect: By 401(k))
Class B Common
Footnotes (4)
- [F1]The closing price of BF-B on June 30, 2021 was used to calculate the withholding obligation.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $74.66, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.
- [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of July 2, 2021.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001631257
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 4:34 PM ET
- Size
- 11.8 KB