Earnings Feed
Start Free
Home/Filings/4/0000014693-18-000039
4//SEC Filing

Fitzgerald Brian P 4

Accession 0000014693-18-000039

CIK 0000014693other
View on SEC.govCompany Profile

Filed

May 1, 8:00 PM ET

Accepted

May 2, 7:46 PM ET

Size

23.0 KB

Accession

0000014693-18-000039

Insider Transaction Report

Form 4
Period: 2018-04-30
BROWN FORMAN CORPBFA, BFB
Fitzgerald Brian P
VP, Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Class B Common

    2018-04-30$13.94/sh+6,169$86,008→ 10,586 total
  • Tax Payment

    Class B Common

    2018-04-30$56.04/sh−3,064$171,707→ 7,522 total
  • Exercise/Conversion

    Stock Appreciation Right

    2018-04-30−6,169→ 0 total
    Exercise: $13.94From: 2011-05-01Exp: 2018-04-30→ Class B Common (6,169 underlying)
Holdings

  • Stock Appreciation Right

    Exercise: $10.62From: 2012-05-01Exp: 2019-04-30→ Class B Common (12,043 underlying)
    12,043

  • Stock Appreciation Right

    Exercise: $15.09From: 2013-05-01Exp: 2020-04-30→ Class B Common (10,110 underlying)
    10,110

  • Stock Appreciation Right

    Exercise: $28.43From: 2016-05-01Exp: 2023-04-30→ Class B Common (14,676 underlying)
    14,676

  • Stock Appreciation Right

    Exercise: $39.76From: 2020-05-01Exp: 2027-04-30→ Class B Common (18,376 underlying)
    18,376

  • Stock Appreciation Right

    Exercise: $40.15From: 2018-05-01Exp: 2025-04-30→ Class B Common (13,280 underlying)
    13,280

  • Stock Appreciation Right

    Exercise: $18.22From: 2014-05-01Exp: 2021-04-30→ Class B Common (9,524 underlying)
    9,524

  • Stock Appreciation Right

    Exercise: $36.11From: 2017-05-01Exp: 2024-04-30→ Class B Common (11,324 underlying)
    11,324

  • Stock Appreciation Right

    Exercise: $23.05From: 2015-05-01Exp: 2022-04-30→ Class B Common (8,849 underlying)
    8,849

  • Stock Appreciation Right

    Exercise: $38.48From: 2019-05-01Exp: 2026-04-30→ Class B Common (18,155 underlying)
    18,155
Footnotes (12)
  • [F1]On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 883 additional shares in the February 2018 stock split.
  • [F10]These stock appreciation rights were previously reported as covering 10,428 shares at an exercise price of $51.125, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F11]These stock appreciation rights were previously reported as covering 14,256 shares at an exercise price of $49.005, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F12]These stock appreciation rights were previously reported as covering 14,429 shares at an exercise price of $50.63, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F2]The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation.
  • [F3]These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F4]These stock appreciation rights were previously reported as covering 9,456 shares at an exercise price of $13.525, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F5]These stock appreciation rights were previously reported as covering 7,938 shares at an exercise price of $19.215, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F6]These stock appreciation rights were previously reported as covering 7,478 shares at an exercise price of $23.20, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F7]These stock appreciation rights were previously reported as covering 6,948 shares at an exercise price of $29.35, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F8]These stock appreciation rights were previously reported as covering 11,524 shares at an exercise price of $36.21, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
  • [F9]These stock appreciation rights were previously reported as covering 8,892 shares at an exercise price of $45.985, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001566296

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 7:46 PM ET
Size
23.0 KB
View on SEC.gov