4//SEC Filing
McCallum Mark I 4
Accession 0000014693-17-000199
CIK 0000014693other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 6:09 PM ET
Size
14.2 KB
Accession
0000014693-17-000199
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
McCallum Mark I
Executive VP, COO
Transactions
- Exercise/Conversion
Class B Common
2017-12-11$13.53/sh+46,874$633,971→ 57,588 total - Tax Payment
Class B Common
2017-12-11$66.48/sh−54,673$3,634,661→ 43,825 total - Exercise/Conversion
Class B Common
2017-12-11$19.21/sh+40,910$786,086→ 98,498 total - Exercise/Conversion
Stock Appreciation Right
2017-12-11−40,910→ 0 totalExercise: $19.21From: 2013-05-01Exp: 2020-04-30→ Class B Common (40,910 underlying) - Sale
Class B Common
2017-12-11$65.85/sh−33,111$2,180,290→ 10,714 total - Exercise/Conversion
Stock Appreciation Right
2017-12-11−46,874→ 0 totalExercise: $13.53From: 2012-05-01Exp: 2019-04-30→ Class B Common (46,874 underlying)
Holdings
- 54(indirect: By Son)
Class B Common
Footnotes (2)
- [F1]The closing price of BF-B on December 8, 2017 was used to calculate the withholding obligation.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.70 to $66.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001369191
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 6:09 PM ET
- Size
- 14.2 KB