4//SEC Filing
Cook John D. 4
Accession 0000014693-17-000164
CIK 0000014693other
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 8:22 PM ET
Size
12.5 KB
Accession
0000014693-17-000164
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Cook John D.
Director
Transactions
- Award
Deferred Stock Units
2017-07-27+3,539.992→ 19,370.98 total→ Class A Common (3,539.992 underlying)
Holdings
- 9,032
Stock Appreciation Right
Exercise: $18.08From: 2008-09-25Exp: 2018-04-30→ Class B Common (9,032 underlying) - 24,902
Stock Appreciation Right
Exercise: $13.53From: 2009-07-23Exp: 2019-04-30→ Class B Common (24,902 underlying) - 9,570
Stock Appreciation Right
Exercise: $19.21From: 2010-07-22Exp: 2020-04-30→ Class B Common (9,570 underlying) - 10,565.34
Deferred Stock Units
→ Class B Common (10,565.34 underlying)
Footnotes (8)
- [F1]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
- [F2]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
- [F3]Updated to reflect the August 2016 stock split.
- [F4]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
- [F5]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
- [F6]These stock appreciation rights were previously reported as covering 4,516 shares at an exercise price of $36.16, but were adjusted to reflect the August 2016 stock split.
- [F7]These stock appreciation rights were previously reported as covering 12,451 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
- [F8]These stock appreciation rights were previously reported as covering 4,785 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeother
Related Parties
1- filerCIK 0001445047
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 8:22 PM ET
- Size
- 12.5 KB