4//SEC Filing
BROWN FORMAN CORP 4
Accession 0000014693-16-000149
$BF-ACIK 0000014693operating
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 3:02 PM ET
Size
17.9 KB
Accession
0000014693-16-000149
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Jones Jill Ackerman
Senior Vice President
Transactions
- Award
Class A Common
2016-06-01+1,750→ 20,936 total
Holdings
- 12,592
Stock Appreciation Right
Exercise: $102.25From: 2018-05-01Exp: 2025-04-30→ Class B Common (12,592 underlying) - 45(indirect: By Trust)
Class B Common
- 19,863
Class B Common
- 7,378.943(indirect: By 401(k))
Class B Common
- 170.961(indirect: DRIP)
Class A Common
- 2,661.389(indirect: ESPP)
Class A Common
- 45(indirect: By Trust)
Class B Common
- 311.852(indirect: ESPP)
Class B Common
- 16,759
Stock Appreciation Right
Exercise: $46.40From: 2014-05-01Exp: 2021-04-30→ Class B Common (16,759 underlying) - 9,771
Stock Appreciation Right
Exercise: $72.42From: 2016-05-01Exp: 2023-04-30→ Class B Common (9,771 underlying) - 15,106
Stock Appreciation Right
Exercise: $38.43From: 2013-05-01Exp: 2020-04-30→ Class B Common (15,106 underlying) - 11,098
Stock Appreciation Right
Exercise: $58.70From: 2015-05-01Exp: 2022-04-30→ Class B Common (11,098 underlying) - 10,222
Stock Appreciation Right
Exercise: $91.97From: 2017-05-01Exp: 2024-04-30→ Class B Common (10,222 underlying)
Footnotes (4)
- [F1]These shares were issued on June 1, 2016, in connection with a July 25, 2013 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2016. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $74.06, which is the closing price of the issuers Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period.
- [F2]Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2016.
- [F3]Number of shares acquired through the issuer's 401(k) plan as of May 31, 2016.
- [F4]Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2016.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 3:02 PM ET
- Size
- 17.9 KB