4//SEC Filing
BROWN FORMAN CORP 4
Accession 0000014693-16-000119
$BF-ACIK 0000014693operating
Filed
May 2, 8:00 PM ET
Accepted
May 3, 8:07 PM ET
Size
15.6 KB
Accession
0000014693-16-000119
Insider Transaction Report
Form 4
BROWN FORMAN CORPBFA, BFB
Frazier Sandra
Director
Transactions
- Tax Payment
Class B Common
2016-04-29$95.41/sh−1,766$168,494→ 355,142 total - Exercise/Conversion
Class B Common
2016-04-29$34.95/sh+4,819$168,424→ 356,908 total - Exercise/Conversion
Stock Appreciation Right
2016-04-29−4,819→ 0 totalExercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying)
Holdings
- 1,708.65
Deferred Stock Units
→ Class B Common (1,708.65 underlying) - 5,495
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying) - 793,617(indirect: By Trust)
Class B Common
- 5,987
Stock Appreciation Right
Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying) - 6,752
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying) - 1,406,519
Class A Common
- 3,174,471(indirect: By Trust)
Class A Common
Footnotes (3)
- [F1]The closing price of BF-B ($95.41) on April 28, 2016 was used to calculate the withholding obligation.
- [F2]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
- [F3]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 8:07 PM ET
- Size
- 15.6 KB