BROWN FORMAN CORP·4

Aug 31, 3:45 PM ET

Brown Martin S JR 4

4 · BROWN FORMAN CORP · Filed Aug 31, 2011

Insider Transaction Report

Form 4
Period: 2011-08-22
Transactions
  • Will/Inheritance

    Class B Common

    2011-08-22+16241,729 total
  • Will/Inheritance

    Class A Common

    2011-08-22+650159,356 total
Holdings
  • Class A Common

    (indirect: By Children)
    1,682
  • Class A Common

    (indirect: By Trust)
    13,626
  • Class B Common

    (indirect: By Spouse)
    7
  • Class B Common

    (indirect: By Trust)
    3,406
  • Stock Appreciation Right

    Exercise: $53.80From: 2007-07-26Exp: 2017-04-30Class B Common (3,756 underlying)
    3,756
  • Stock Appreciation Right

    Exercise: $43.10From: 2009-07-23Exp: 2019-04-30Class B Common (4,236 underlying)
    4,236
  • Class A Common

    (indirect: By Trust)
    1,500
  • Stock Appreciation Right

    Exercise: $55.69From: 2006-07-27Exp: 2016-04-30Class B Common (3,023 underlying)
    3,023
  • Stock Appreciation Right

    Exercise: $56.58From: 2008-07-24Exp: 2018-04-30Class B Common (3,447 underlying)
    3,447
  • Class A Common

    (indirect: By Spouse)
    30
  • Class A Common

    (indirect: By Children)
    5,508
  • Class B Common

    (indirect: By Trust)
    375
  • Class B Common

    (indirect: By Children)
    2,502
  • Class B Common

    (indirect: By Children)
    795
  • Stock Appreciation Right

    Exercise: $58.00From: 2006-05-25Exp: 2015-04-30Class B Common (477 underlying)
    477
  • Deferred Stock Units

    Class B Common (985.38 underlying)
    985.38
Footnotes (2)
  • [F1]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  • [F2]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.

Documents

2 files