4//SEC Filing
BRISTOL MYERS SQUIBB CO 4
Accession 0000014272-14-000142
$BMYCIK 0000014272operating
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:52 PM ET
Size
13.3 KB
Accession
0000014272-14-000142
Insider Transaction Report
Form 4
Heller Frances K
SVP, Business Development
Transactions
- Exercise/Conversion
Common Stock, $0.10 par value
2014-03-10+1,609→ 4,402 total - Other
Common Stock, $0.10 par value
2014-03-10+730→ 5,132 total - Tax Payment
Common Stock, $0.10 par value
2014-03-10$56.14/sh−958$53,782→ 4,174 total - Exercise/Conversion
Market Share Units
2014-03-10−1,609→ 4,829 totalExp: 2017-03-10→ Common Stock, $0.10 par value (1,609 underlying) - Award
Market Share Units
2014-03-10+5,109→ 5,109 totalExp: 2018-03-10→ Common Stock, $0.10 par value (5,109 underlying)
Holdings
- 44.34(indirect: By BMY Savings & Investment Program)
Common Stock, $0.10 par value
Footnotes (5)
- [F1]Represents vesting of one-quarter of market share units granted on March 10, 2013.
- [F2]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
- [F3]Shares withheld for payment of taxes upon vesting of awards.
- [F4]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
- [F5]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Documents
Issuer
BRISTOL MYERS SQUIBB CO
CIK 0000014272
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014272
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:52 PM ET
- Size
- 13.3 KB