BRISTOL MYERS SQUIBB CO 4

4 · BRISTOL MYERS SQUIBB CO · Filed Mar 5, 2014

Insider Transaction Report

Form 4

Period: 2014-03-03

BRISTOL MYERS SQUIBB COBMY

DANIELS BRIAN

SVP Global Dev & Med Affairs

Transactions

Tax Payment
Common Stock, $0.10 par value
2014-03-03$53.49/sh−3,434$183,685→ 59,220.041 total
Other
Common Stock, $0.10 par value
2014-03-03+3,703→ 66,626.041 total
Exercise/Conversion
Common Stock, $0.10 par value
2014-03-03+40,119→ 103,410.041 total
Tax Payment
Common Stock, $0.10 par value
2014-03-03$53.49/sh−16,402$877,343→ 87,008.041 total
Award
Performance Shares
2014-03-03+6,112→ 13,636.827 total
Exp: 2015-03-31→ Common Stock, $0.10 par value (6,112 underlying)
Award
Performance Shares
2014-03-03+5,135→ 5,135 total
Exp: 2016-03-31→ Common Stock, $0.10 par value (5,135 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2014-03-03+2,691→ 56,240.041 total
Exercise/Conversion
Common Stock, $0.10 par value
2014-03-03+3,813→ 58,841.041 total
Other
Common Stock, $0.10 par value
2014-03-03+3,813→ 62,654.041 total
Tax Payment
Common Stock, $0.10 par value
2014-03-03$53.49/sh−1,212$64,830→ 55,028.041 total
Exercise/Conversion
Common Stock, $0.10 par value
2014-03-03+3,703→ 62,923.041 total
Tax Payment
Common Stock, $0.10 par value
2014-03-03$53.49/sh−3,335$178,389→ 63,291.041 total
Exercise/Conversion
Restricted Stock Units
2014-03-03−2,691→ 0 total
→ Common Stock, $0.10 par value (2,691 underlying)
Exercise/Conversion
Market Share Units
2014-03-03−3,813→ 0 total
Exp: 2014-03-31→ Common Stock, $0.10 par value (3,813 underlying)
Exercise/Conversion
Market Share Units
2014-03-03−3,703→ 3,703 total
Exp: 2015-03-31→ Common Stock, $0.10 par value (3,703 underlying)
Award
Performance Shares
2014-03-03+18,600→ 38,906.427 total
Exp: 2014-03-31→ Common Stock, $0.10 par value (18,600 underlying)
Other
Performance Shares
2014-03-03+1,212.573→ 40,119 total
Exp: 2014-03-31→ Common Stock, $0.10 par value (1,212.573 underlying)
Exercise/Conversion
Performance Shares
2014-03-03−40,119→ 0 total
Exp: 2014-03-31→ Common Stock, $0.10 par value (40,119 underlying)
Other
Performance Shares
2014-03-03+425.412→ 14,062.239 total
Exp: 2015-03-31→ Common Stock, $0.10 par value (425.412 underlying)
Other
Performance Shares
2014-03-03+160.19→ 5,295.19 total
Exp: 2016-03-31→ Common Stock, $0.10 par value (160.19 underlying)

Footnotes (20)

[F1]Represents vesting of one-third of restricted stock units granted on March 3, 2009.
[F10]Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
[F11]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
[F12]Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
[F13]Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
[F14]Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
[F15]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
[F16]Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
[F17]Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
[F18]Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
[F19]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
[F2]Shares withheld for payment of taxes upon vesting of awards.
[F20]Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.
[F3]Represents vesting of one-quarter of market share units granted on March 2, 2010.
[F4]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
[F5]Represents vesting of one-quarter of market share units granted on March 1, 2011.
[F6]Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.
[F7]Each restricted stock unit converts into one share of common stock upon vesting.
[F8]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F9]Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Documents

1 file

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wf-form4_139405541394476.xmlPrimary
FORM 4