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4//SEC Filing

BRISTOL MYERS SQUIBB CO 4

Accession 0000014272-14-000087

$BMYCIK 0000014272operating
View on SEC.govCompany Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 4:37 PM ET

Size

41.3 KB

Accession

0000014272-14-000087

Insider Transaction Report

Form 4
Period: 2014-03-03
BRISTOL MYERS SQUIBB COBMY
DANIELS BRIAN
SVP Global Dev & Med Affairs
Transactions
  • Tax Payment

    Common Stock, $0.10 par value

    2014-03-03$53.49/sh−3,434$183,685→ 59,220.041 total
  • Other

    Common Stock, $0.10 par value

    2014-03-03+3,703→ 66,626.041 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2014-03-03+40,119→ 103,410.041 total
  • Tax Payment

    Common Stock, $0.10 par value

    2014-03-03$53.49/sh−16,402$877,343→ 87,008.041 total
  • Award

    Performance Shares

    2014-03-03+6,112→ 13,636.827 total
    Exp: 2015-03-31→ Common Stock, $0.10 par value (6,112 underlying)
  • Award

    Performance Shares

    2014-03-03+5,135→ 5,135 total
    Exp: 2016-03-31→ Common Stock, $0.10 par value (5,135 underlying)
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2014-03-03+2,691→ 56,240.041 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2014-03-03+3,813→ 58,841.041 total
  • Other

    Common Stock, $0.10 par value

    2014-03-03+3,813→ 62,654.041 total
  • Tax Payment

    Common Stock, $0.10 par value

    2014-03-03$53.49/sh−1,212$64,830→ 55,028.041 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2014-03-03+3,703→ 62,923.041 total
  • Tax Payment

    Common Stock, $0.10 par value

    2014-03-03$53.49/sh−3,335$178,389→ 63,291.041 total
  • Exercise/Conversion

    Restricted Stock Units

    2014-03-03−2,691→ 0 total
    → Common Stock, $0.10 par value (2,691 underlying)
  • Exercise/Conversion

    Market Share Units

    2014-03-03−3,813→ 0 total
    Exp: 2014-03-31→ Common Stock, $0.10 par value (3,813 underlying)
  • Exercise/Conversion

    Market Share Units

    2014-03-03−3,703→ 3,703 total
    Exp: 2015-03-31→ Common Stock, $0.10 par value (3,703 underlying)
  • Award

    Performance Shares

    2014-03-03+18,600→ 38,906.427 total
    Exp: 2014-03-31→ Common Stock, $0.10 par value (18,600 underlying)
  • Other

    Performance Shares

    2014-03-03+1,212.573→ 40,119 total
    Exp: 2014-03-31→ Common Stock, $0.10 par value (1,212.573 underlying)
  • Exercise/Conversion

    Performance Shares

    2014-03-03−40,119→ 0 total
    Exp: 2014-03-31→ Common Stock, $0.10 par value (40,119 underlying)
  • Other

    Performance Shares

    2014-03-03+425.412→ 14,062.239 total
    Exp: 2015-03-31→ Common Stock, $0.10 par value (425.412 underlying)
  • Other

    Performance Shares

    2014-03-03+160.19→ 5,295.19 total
    Exp: 2016-03-31→ Common Stock, $0.10 par value (160.19 underlying)
Footnotes (20)
  • [F1]Represents vesting of one-third of restricted stock units granted on March 3, 2009.
  • [F10]Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
  • [F11]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
  • [F12]Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
  • [F13]Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
  • [F14]Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
  • [F15]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
  • [F16]Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
  • [F17]Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
  • [F18]Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
  • [F19]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
  • [F2]Shares withheld for payment of taxes upon vesting of awards.
  • [F20]Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.
  • [F3]Represents vesting of one-quarter of market share units granted on March 2, 2010.
  • [F4]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
  • [F5]Represents vesting of one-quarter of market share units granted on March 1, 2011.
  • [F6]Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.
  • [F7]Each restricted stock unit converts into one share of common stock upon vesting.
  • [F8]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
  • [F9]Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Documents

1 file

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000014272

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:37 PM ET
Size
41.3 KB
View on SEC.gov