GATES SIGNE S 4

Accession 0000009984-09-000087

CIK 0000009984other

View on SEC.gov Company Profile

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 2:03 PM ET

Size

61.8 KB

Accession

0000009984-09-000087

Insider Transaction Report

Form 4

Period: 2009-09-08

BARNES GROUP INCB

GATES SIGNE S

Sr. VP, Gen. Counsel & Sec.

Transactions

Exercise/Conversion
Common Stock
2009-09-09$13.25/sh+1,262$16,722→ 0 total
Sale
Common Stock
2009-09-09$15.38/sh−85,261$1,311,655→ 108,783.539 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−5,384→ 0 total
Exercise: $13.30Exp: 2013-02-13→ Common Stock (5,384 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−344→ 0 total
Exercise: $13.25Exp: 2011-02-06→ Common Stock (344 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−3,168→ 0 total
Exercise: $13.30Exp: 2011-02-06→ Common Stock (3,168 underlying)
Exercise/Conversion
Common Stock
2009-09-09$13.25/sh+2,860$37,895→ 0 total
Exercise/Conversion
Common Stock
2009-09-09$12.62/sh+20,000$252,300→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−6,235→ 0 total
Exercise: $13.25Exp: 2010-02-10→ Common Stock (6,235 underlying)
Sale
Common Stock
2009-09-08$15.35/sh−51,419$789,205→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−13,332→ 0 total
Exercise: $9.56Exp: 2013-02-13→ Common Stock (13,332 underlying)
Exercise/Conversion
Common Stock
2009-09-09$9.56/sh+13,332$127,454→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−20,000→ 0 total
Exercise: $12.62Exp: 2015-02-16→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2009-09-09$13.25/sh+6,235$82,614→ 0 total
Exercise/Conversion
Common Stock
2009-09-08$13.30/sh+3,168$42,126→ 0 total
Exercise/Conversion
Common Stock
2009-09-08$13.30/sh+5,384$71,594→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−756→ 0 total
Exercise: $13.30Exp: 2010-02-10→ Common Stock (756 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−1,998→ 0 total
Exercise: $13.30Exp: 2010-02-10→ Common Stock (1,998 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−2,378→ 0 total
Exercise: $13.30Exp: 2011-02-06→ Common Stock (2,378 underlying)
Exercise/Conversion
Common Stock
2009-09-08$13.30/sh+1,998$26,568→ 0 total
Exercise/Conversion
Common Stock
2009-09-09$13.25/sh+344$4,558→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−2,259→ 6,235 total
Exercise: $13.25Exp: 2010-02-10→ Common Stock (2,259 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−16,770→ 0 total
Exercise: $13.25Exp: 2010-02-10→ Common Stock (16,770 underlying)
Exercise/Conversion
Common Stock
2009-09-08$13.30/sh+2,378$31,621→ 0 total
Exercise/Conversion
Common Stock
2009-09-09$13.25/sh+24,458$324,069→ 0 total
Exercise/Conversion
Common Stock
2009-09-08$13.39/sh+35,476$474,935→ 0 total
Exercise/Conversion
Common Stock
2009-09-08$13.25/sh+2,259$29,932→ 0 total
Exercise/Conversion
Common Stock
2009-09-09$13.25/sh+16,770$222,203→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−24,458→ 0 total
Exercise: $13.25Exp: 2012-02-05→ Common Stock (24,458 underlying)
Exercise/Conversion
Common Stock
2009-09-08$13.30/sh+756$10,053→ 0 total
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-08−35,476→ 0 total
Exercise: $13.39Exp: 2011-02-06→ Common Stock (35,476 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−2,860→ 0 total
Exercise: $13.25Exp: 2010-02-10→ Common Stock (2,860 underlying)
Exercise/Conversion
Employee Stk Option-Right to Buy
2009-09-09−1,262→ 0 total
Exercise: $13.25Exp: 2010-02-10→ Common Stock (1,262 underlying)

Footnotes (8)

[F1]Transaction is made in accordance with a 10b5-1 Plan.
[F2]Includes 3332 restricted stock units from 2/15/06 grant, 3596 from 2/14/07 grant, 4500 from 2/13/08 grant and 9700 from 2/10/09 grant, and balances of 1800 performance share awards from 2/14/07 grant and 3000 from 2/13/08 grant, that are subject for forfeiture if certain events occur.
[F3]The options vested 100% immediately on 2/26/2004.
[F4]1 for 1.
[F5]The options vested 100% immediately on 8/26/2004.
[F6]The options vested 100% immediately on 2/28/2005.
[F7]The options fully vested on 8/16/2008.
[F8]The options fully vested on 2/13/2008.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

BARNES GROUP INC

CIK 0000009984

→

Entity typeother

Related Parties

filerCIK 0001196438

Filing Metadata

Form type: 4
Filed: Sep 9, 8:00 PM ET
Accepted: Sep 10, 2:03 PM ET
Size: 61.8 KB

View on SEC.gov