4//SEC Filing
BAKER CHARLES E 4
Accession 0000009389-21-000125
CIK 0000009389other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 4:41 PM ET
Size
11.8 KB
Accession
0000009389-21-000125
Insider Transaction Report
Form 4
BALL CorpBLL
BAKER CHARLES E
VP,GEN COUNSEL & ASST CORP SEC
Transactions
- Exercise/Conversion
Common Stock
2021-08-09$22.96/sh+9,800$225,057→ 179,335.872 total - Tax Payment
Common Stock
2021-08-09$87.35/sh−5,748$502,088→ 173,587.872 total - Exercise/Conversion
Stock Appreciation Rights (sars)
2021-08-09−9,800→ 27,600 totalExercise: $22.96From: 2014-01-30Exp: 2023-01-30→ Common Stock (9,800 underlying)
Holdings
- 5,955.082(indirect: By 401(k))
Common Stock
- 13,295(indirect: See Footnote)
Common Stock
- 800(indirect: By Daughter)
Common Stock
Footnotes (6)
- [F1]Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
- [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
- [F3]Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
- [F4]These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F5]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F6]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Documents
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001286361
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 4:41 PM ET
- Size
- 11.8 KB