4//SEC Filing
Knobel Jeff A 4
Accession 0000009389-20-000059
CIK 0000009389other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 6:08 PM ET
Size
17.1 KB
Accession
0000009389-20-000059
Insider Transaction Report
Form 4
BALL CorpBLL
Knobel Jeff A
Treasurer
Transactions
- Exercise/Conversion
Common Stock
2020-12-10$38.38/sh+12,296$471,859→ 80,710.539 total - Exercise/Conversion
Common Stock
2020-12-10$18.85/sh+4,000$75,400→ 76,467.539 total - Tax Payment
Common Stock
2020-12-10$93.26/sh−8,243$768,742→ 72,467.539 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-12-10−4,000→ 0 totalExercise: $18.85From: 2013-01-25Exp: 2022-01-25→ Common Stock (4,000 underlying) - Tax Payment
Common Stock
2020-12-10$93.26/sh−809$75,447→ 75,658.539 total - Sale
Common Stock
2020-12-10$93.39/sh−24,990$2,333,694→ 50,668.539 total - Exercise/Conversion
Stock Appreciation Rights (sars)
2020-12-10−12,296→ 4,098 totalExercise: $38.38From: 2018-01-25Exp: 2027-01-25→ Common Stock (12,296 underlying)
Holdings
- 3,335.107(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
- [F2]The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
- [F3]Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
- [F4]Common stock acquired upon the exercise of Incentive Stock Options.
- [F5]Shares withheld for the cost of the Incentive Stock Options (ISOs) on the exercise of the Table II ISOs.
- [F6]This transaction was executed in multiple trades at prices ranging from $93.08 to $93.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F7]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F8]Exercise of Stock Appreciation Rights (SARS).
- [F9]Exercise of Incentive Stock Options (ISOs).
Documents
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001491060
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 6:08 PM ET
- Size
- 17.1 KB