Home/Filings/4/0000007694-03-000167
4//SEC Filing

WATERS FRANK L 4

Accession 0000007694-03-000167

CIK 0000007694other

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 9:21 AM ET

Size

6.8 KB

Accession

0000007694-03-000167

Insider Transaction Report

Form 4
Period: 2003-09-18
WATERS FRANK L
Vice President
Transactions
  • Award

    Stock Options (Right to buy)

    2003-09-18+15,00015,000 total
    Exercise: $34.00From: 2004-09-18Exp: 2013-10-18Common Stock (15,000 underlying)
Holdings
  • Common Stock

    (indirect: LESOP)
    670
  • Common Stock

    (indirect: By 401(k))
    1,580
  • Common Stock

    149
Footnotes (5)
  • [F1]20 of these shares are held in Ashland's Open Enrollment Dividend Reinvestment and Stock Purchase Plan as of 9-15-03.
  • [F2]Based on Employee Savings Plan information as of 9-18-03, the latest date for which such information is reasonably available.
  • [F3]Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of 8-31-03.
  • [F4]Grant of employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan.
  • [F5]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.

Issuer

ASHLAND INC

CIK 0000007694

Entity typeother

Related Parties

1
  • filerCIK 0001166069

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 9:21 AM ET
Size
6.8 KB