4//SEC Filing
LACY J DANIEL 4
Accession 0000007694-03-000129
CIK 0000007694other
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 1:50 PM ET
Size
12.2 KB
Accession
0000007694-03-000129
Insider Transaction Report
Form 4
ASHLAND INCASH
LACY J DANIEL
Vice President
Transactions
- Discretionary Transaction
Common Stock
2003-09-03$34.33/sh+1,946$66,806→ 6,926 total(indirect: By 401(k))
Holdings
- 4,000
Stock Options (Right to buy)
Exercise: $39.00From: 1997-09-19Exp: 2006-10-19→ Common Stock (4,000 underlying) - 8,000
Stock Options (Right to buy)
Exercise: $48.00From: 1999-09-17Exp: 2008-10-17→ Common Stock (8,000 underlying) - 40,000
Stock Options (Right to buy)
Exercise: $36.63From: 2000-09-16Exp: 2009-10-16→ Common Stock (40,000 underlying) - 574
Common Stock Units
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (574 underlying) - 5,829(indirect: LESOP)
Common Stock
- 15,000
Stock Options (Right to buy)
Exercise: $28.13From: 2003-09-19Exp: 2012-10-19→ Common Stock (15,000 underlying)
Footnotes (7)
- [F1]Shares accrued under Ashland's Employee Stock Ownership Plan as of 8-31-03.
- [F2]Intraplan transfer in Ashland's Employee Savings Plan.
- [F3]Based on Employee Savings Plan information as of 9-3-03, the latest date for which the information is reasonably available.
- [F4]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- [F5]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's 1997 Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- [F6]Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's 1993 Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- [F7]Common Stock Units acquired pursuant to Ashland's 1995 Deferred Compensation Plan as of 8-31-03, and exempt under Rule 16b-3(d). (One (1) Common Stock Unit in the 1995 Deferred Compensation Plan is the equivalent of one (1) share of Ashland Common Stock)
Documents
Issuer
ASHLAND INC
CIK 0000007694
Entity typeother
Related Parties
1- filerCIK 0001077478
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 1:50 PM ET
- Size
- 12.2 KB