4//SEC Filing
Carter Nicholas 4
Accession 0000007039-22-000079
CIK 0000007039other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 4:22 PM ET
Size
12.2 KB
Accession
0000007039-22-000079
Insider Transaction Report
Form 4
Carter Nicholas
DirectorExecutive Vice President
Transactions
- Gift
Common stock
2021-03-23−13,025→ 393,942 total - Gift
Common stock
2021-03-19−1,925→ 406,967 total - Disposition to Issuer
Stock Option (Right to Buy)
2022-06-27−150,000→ 0 totalExercise: $12.26Exp: 2024-02-20→ Common stock (150,000 underlying) - Disposition from Tender
Common stock
2022-06-24$9.81/sh−393,942$3,864,571→ 0 total - Sale
Common stock
2020-01-15$7.10/sh−5,000$35,500→ 408,892 total
Footnotes (4)
- [F1]The sale of these 5,000 shares of common stock was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 17, 2019.
- [F2]Reflects an increase of 2,548 shares of common stock reported to be owned by Reporting Person due to a clerical error on a previous Form 4.
- [F3]Pursuant to the Merger Agreement, this option (which was full vested) was cancelled immediately prior to the Effective Time without any consideration payable therefor.
- [F4]On May 11, 2022, Trecora Resources (the "Issuer") entered into an Agreement and Plan of Merger with the Balmoral Swan Parent, Inc., a Delaware corporation (the "Parent"), and Balmoral Swan MergerSub, Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Parent (the "Merger Agreement"). On June 27, 2022, the Purchaser merged with and into the Issuer pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Issuer being the surviving corporation and becoming a wholly-owned subsidiary of the Parent. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.
Documents
Issuer
TRECORA RESOURCES
CIK 0000007039
Entity typeother
Related Parties
1- filerCIK 0001364279
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 4:22 PM ET
- Size
- 12.2 KB