4//SEC Filing
GRAY AMY B 4
Accession 0000006885-20-000045
CIK 0000006885other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 8:26 PM ET
Size
19.7 KB
Accession
0000006885-20-000045
Insider Transaction Report
Form 4
GRAY AMY B
EVP, Chief HR Officer
Transactions
- Exercise/Conversion
Common Stock
2020-03-26+30,000→ 117,254 total - Exercise/Conversion
Common Stock
2020-03-28+15,000→ 102,254 total - Disposition to Issuer
Common Stock
2020-03-26$0.44/sh−30,000$13,200→ 87,254 total - Exercise/Conversion
Common Stock
2020-03-27+18,750→ 106,004 total - Disposition to Issuer
Common Stock
2020-03-27$0.40/sh−18,750$7,500→ 87,254 total - Disposition to Issuer
Common Stock
2020-03-28$0.40/sh−15,000$6,000→ 87,254 total - Exercise/Conversion
2019 Restricted Stock Unit - 3/26/2019
2020-03-26−30,000→ 90,000 total→ Common Stock (30,000 underlying) - Exercise/Conversion
2018 Restricted Stock Unit - 3/27/2018
2020-03-27−18,750→ 37,500 total→ Common Stock (18,750 underlying) - Exercise/Conversion
2017 Restricted Stock Unit - 3/28/2017
2020-03-28−15,000→ 15,000 total→ Common Stock (15,000 underlying)
Footnotes (10)
- [F1]Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 26, 2019.
- [F10]Represents the portion of the cash-settled RSUs granted on March 28, 2017 that vested on March 28, 2020.
- [F2]Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 27, 2018.
- [F3]Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 28, 2017.
- [F4]Each RSU represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting.
- [F5]The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 26, 2019.
- [F6]Represents the portion of the cash-settled RSUs granted on March 26, 2019 that vested on March 26, 2020.
- [F7]The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018.
- [F8]Represents the portion of the cash-settled RSUs granted on March 27, 2018 that vested on March 27, 2020.
- [F9]The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017.
Documents
Issuer
STAGE STORES INC
CIK 0000006885
Entity typeother
Related Parties
1- filerCIK 0001703481
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 8:26 PM ET
- Size
- 19.7 KB