4//SEC Filing
CHRISTOPHER WILLIAM F 4
Accession 0000004281-11-000042
CIK 0000004281other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:00 PM ET
Size
15.9 KB
Accession
0000004281-11-000042
Insider Transaction Report
Form 4
CHRISTOPHER WILLIAM F
Executive Vice President
Transactions
- Sale
Common Stock
2011-01-31$16.46/sh−164,000$2,699,440→ 445,337 total - Exercise/Conversion
Common Stock
2011-01-31$8.33/sh+365,334$3,043,232→ 786,971 total - Sale
Common Stock
2011-01-31$16.44/sh−45,000$739,800→ 733,471 total - Sale
Common Stock
2011-01-31$16.47/sh−23,700$390,339→ 421,637 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-01-31−365,334→ 182,666 totalExercise: $8.33Exp: 2015-01-23→ Common Stock (365,334 underlying) - Sale
Common Stock
2011-01-31$16.43/sh−8,500$139,655→ 778,471 total - Sale
Common Stock
2011-01-31$16.45/sh−124,134$2,042,004→ 609,337 total
Holdings
- 11,542(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. One-half of the options exercised by the reporting person vested on January 23, 2010 and one-half vested on January 23, 2011.
- [F2]Employee stock options are granted without payment of consideration.
- [F3]In the aggregate, a total of 292,683 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
Documents
Issuer
ALCOA INC
CIK 0000004281
Entity typeother
Related Parties
1- filerCIK 0001213731
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:00 PM ET
- Size
- 15.9 KB