4//SEC Filing
THOMAS FRANKLIN A 4
Accession 0000004281-09-000073
CIK 0000004281other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:47 PM ET
Size
10.6 KB
Accession
0000004281-09-000073
Insider Transaction Report
Form 4
THOMAS FRANKLIN A
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-13+50→ 15,918.575 total - Exercise/Conversion
Restricted Stock Units
2009-11-13−50→ 0 totalFrom: 2009-11-13Exp: 2009-11-13→ Common Stock (50 underlying) - Disposition to Issuer
Common Stock
2009-11-13$13.18/sh−50$659→ 15,868.575 total
Holdings
- 66,328
Phantom Stock Units
→ Common Stock
Footnotes (3)
- [F1]Each restricted stock unit granted on November 13, 2008 under the Directors Plan: "You Make a Difference Award" represented a contingent right to receive the cash value of one share of Alcoa Inc. common stock on a 1-for-1 basis after a one-year vesting period. All of the units were settled for cash upon vesting on November 13, 2009.
- [F2]Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
- [F3]The reporting person holds phantom stock units under the 2005 (or prior) Alcoa Deferred Fee Plan for Directors. Such units are the economic equivalent of one share of Alcoa Inc. common stock and are to be paid out in cash after Board service ends.
Documents
Issuer
ALCOA INC
CIK 0000004281
Entity typeother
Related Parties
1- filerCIK 0001184012
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:47 PM ET
- Size
- 10.6 KB