4//SEC Filing
Phillips Todd L. 4
Accession 0000004187-19-000003
CIK 0000004187other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:56 PM ET
Size
16.0 KB
Accession
0000004187-19-000003
Insider Transaction Report
Form 4
Phillips Todd L.
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2019-12-16$1.11/sh−41,532$46,101→ 163,583 total - Exercise/Conversion
Restricted Stock Units
2019-12-16−78,740→ 0 total→ Common Stock (78,740 underlying) - Disposition to Issuer
Non-Incentive Stock Options (Right to Buy)
2019-12-16−62,120→ 0 totalExercise: $1.27Exp: 2024-03-15→ Common Stock (62,120 underlying) - Exercise/Conversion
Restricted Stock Units
2019-12-16−40,646→ 0 total→ Common Stock (40,646 underlying) - Exercise/Conversion
Common Stock
2019-12-16+119,386→ 205,115 total - Disposition to Issuer
Non-Incentive Stock Options (Right to Buy)
2019-12-16−31,041→ 0 totalExercise: $2.46Exp: 2023-03-28→ Common Stock (31,041 underlying)
Footnotes (7)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]The option was originally granted on March 15, 2019 and provides for vesting in three equal annual installments commencing on March 15, 2020.
- [F3]The option was cancelled by mutual agreement of the reporting person and the Issuer for nominal, non-cash consideration.
- [F4]The option was originally granted on March 28, 2018 and provides for vesting in three equal annual installments commencing on March 28, 2019.
- [F5]The RSUs were originally granted on March 15, 2019, with vesting on March 15, 2022, subject to acceleration upon certain events
- [F6]The RSUs were originally granted on March 28, 2018, with vesting on March 28, 2021, subject to acceleration upon certain events.
- [F7]Vesting accelerated to December 16, 2019, upon the closing of the sale of substantially all of the Issuer's assets.
Documents
Issuer
INDUSTRIAL SERVICES OF AMERICA INC
CIK 0000004187
Entity typeother
Related Parties
1- filerCIK 0001629311
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:56 PM ET
- Size
- 16.0 KB