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NASDAQ Filings

Track SEC filings from NASDAQ-listed companies—home to Apple, Microsoft, Amazon, and thousands of tech and growth companies.

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Latest Filings

40 items

SCHEDULE 13D/A
PodcastOne, Inc.$LVO
PodcastOne, Inc. SCHEDULE 13D/A
Jan 23, 9:32 PM ET26.7 KB
4
LiveOne, Inc.$LVO
LiveOne, Inc. 4
Jan 23, 8:30 PM ET7.0 KB
8-K
Coherus Oncology, Inc.$CHRS
Coherus Oncology, Inc. 8-K
Jan 23, 5:27 PM ET231.3 KB
6-K
POET TECHNOLOGIES INC.$POET
POET TECHNOLOGIES INC. 6-K
Jan 23, 5:27 PM ET56.7 KB
S-1
Laser Photonics Corp$LASE
Laser Photonics Corp S-1
Jan 23, 5:25 PM ET12.4 MB
6-K
NetClass Technology Inc$NTCL
NetClass Technology Inc 6-K
Jan 23, 5:25 PM ET992.4 KB
6-K
AKANDA CORP.$AKAN
AKANDA CORP. 6-K
Jan 23, 5:25 PM ET18.3 KB
8-K
Nexalin Technology, Inc.$NXL
Nexalin Technology, Inc. 8-K
Jan 23, 5:20 PM ET255.6 KB
8-K
60 DEGREES PHARMACEUTICALS, INC.$SXTP
60 DEGREES PHARMACEUTICALS, INC. 8-K
Jan 23, 5:20 PM ET240.8 KB
6-K
Haoxi Health Technology Ltd$HAO
Haoxi Health Technology Ltd 6-K
Jan 23, 5:19 PM ET293.5 KB
10-Q
WEALTHFRONT CORP$WLTH
WEALTHFRONT CORP 10-Q
Jan 23, 5:19 PM ET22.5 MB
S-1
Akari Therapeutics Plc$AKTX
Akari Therapeutics Plc S-1
Jan 23, 5:17 PM ET31.2 MB
8-K
Lottery.com Inc.$SEGG
Lottery.com Inc. 8-K
Jan 23, 5:15 PM ET264.0 KB
8-K
Interactive Strength, Inc.$TRNR
Interactive Strength, Inc. 8-K
Jan 23, 5:15 PM ET150.9 KB
8-K
INTEL CORP$INTC
INTEL CORP 8-K
Jan 23, 5:13 PM ET306.3 KB
6-K
Perpetuals.com Ltd$ELWS
Perpetuals.com Ltd 6-K
Jan 23, 5:11 PM ET31.1 KB
6-K
CN ENERGY GROUP. INC.$CNEY
CN ENERGY GROUP. INC. 6-K
Jan 23, 5:10 PM ET19.4 KB
S-1/A
MANGOCEUTICALS, INC.$MGRX
MANGOCEUTICALS, INC. S-1/A
Jan 23, 5:07 PM ET24.4 MB
8-K
FIRST FINANCIAL BANKSHARES INC$FFIN
FIRST FINANCIAL BANKSHARES INC 8-K
Jan 23, 5:04 PM ET2.7 MB
8-K
Nuwellis, Inc.$NUWE
Nuwellis, Inc. 8-K
Jan 23, 5:02 PM ET201.5 KB
8-K
NVIDIA CORP$NVDA
NVIDIA CORP 8-K
Jan 23, 5:01 PM ET133.9 KB
8-K
BlackRock TCP Capital Corp.$TCPC
BlackRock TCP Capital Corp. 8-K
Jan 23, 5:01 PM ET174.1 KB
8-K
Q/C TECHNOLOGIES, INC.$QCLS
Q/C TECHNOLOGIES, INC. 8-K
Jan 23, 5:00 PM ET288.9 KB
8-K
CONDUENT Inc$CNDT
CONDUENT Inc 8-K
Jan 23, 5:00 PM ET459.8 KB
8-K
Modular Medical, Inc.$MODD
Modular Medical, Inc. 8-K
Jan 23, 5:00 PM ET1.2 MB
8-K
SOLENO THERAPEUTICS INC$SLNO
SOLENO THERAPEUTICS INC 8-K
Jan 23, 5:00 PM ET298.4 KB
6-K
Jayud Global Logistics Ltd$JYD
Jayud Global Logistics Ltd 6-K
Jan 23, 5:00 PM ET11.1 KB
8-K
Spring Valley Acquisition Corp. III$SVAC
Spring Valley Acquisition Corp. III 8-K
Jan 23, 4:59 PM ET3.6 MB
S-1
Rocky Mountain Chocolate Factory, Inc.$RMCF
Rocky Mountain Chocolate Factory, Inc. S-1
Jan 23, 4:56 PM ET591.2 KB
6-K
Brera Holdings PLC$SLMT
Brera Holdings PLC 6-K
Jan 23, 4:56 PM ET18.4 KB
8-K
Capitol Federal Financial, Inc.$CFFN
Capitol Federal Financial, Inc. 8-K
Jan 23, 4:46 PM ET209.9 KB
8-K
Aprea Therapeutics, Inc.$APRE
Aprea Therapeutics, Inc. 8-K
Jan 23, 4:45 PM ET191.5 KB
8-K
FIRST CAPITAL INC$FCAP
FIRST CAPITAL INC 8-K
Jan 23, 4:45 PM ET873.6 KB
6-K
X3 Holdings Co., Ltd.$XTKG
X3 Holdings Co., Ltd. 6-K
Jan 23, 4:45 PM ET11.6 KB
8-K
374Water Inc.$SCWO
374Water Inc. 8-K
Jan 23, 4:43 PM ET136.8 KB
8-K
Presidio Property Trust, Inc.$SQFT
Presidio Property Trust, Inc. 8-K
Jan 23, 4:43 PM ET265.1 KB
6-K
ERICSSON LM TELEPHONE CO$ERIC
ERICSSON LM TELEPHONE CO 6-K
Jan 23, 4:38 PM ET5.2 MB
6-K
K Wave Media Ltd.$KWM
K Wave Media Ltd. 6-K
Jan 23, 4:35 PM ET32.3 KB
8-K
GAXOS.AI INC.$GXAI
GAXOS.AI INC. 8-K
Jan 23, 4:33 PM ET492.6 KB
8-K/A
BIOCRYST PHARMACEUTICALS INC$BCRX
BIOCRYST PHARMACEUTICALS INC 8-K/A
Jan 23, 4:32 PM ET189.4 KB

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About NASDAQ

NASDAQ is the world's second-largest stock exchange, known for technology, biotech, and high-growth companies. Over 3,000 companies trade on NASDAQ across three tiers based on size.

Tech and biotech hub

Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.

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NASDAQ Exchange Overview

Tech and biotech hub

Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.

Three listing tiers

NASDAQ Global Select (largest), Global Market (mid-size), and Capital Market (smaller growth companies). Each tier has different financial requirements for listing.

High filing frequency

NASDAQ companies file more 8-Ks than other exchanges due to frequent product news, partnerships, and clinical trials. Watch Form 4 insider trades—tech executives get large stock grants.

Filing characteristics

NASDAQ companies file frequent 8-Ks for product announcements, FDA decisions, and acquisitions. Watch Form 4 insider trades closely—tech executives receive large stock grants and their selling patterns can signal company outlook. Biotech companies file investor presentations when releasing trial data.

Listing standards

NASDAQ Global Select requires $550M market cap. All tiers require at least $1.00 share price and SEC reporting compliance. Companies must have independent board majorities and audit committees.

Disclosure patterns

NASDAQ companies average 6-8 Form 8-Ks per year, with spikes around earnings and product milestones. Biotech firms file heavily around clinical trial phases. Form 4 insider reports are important given high equity compensation at tech companies.