NASDAQ Filings
Track SEC filings from NASDAQ-listed companies—home to Apple, Microsoft, Amazon, and thousands of tech and growth companies.
Issuers
12
Filings
40
Exchange
NASDAQ
Latest Filings
- 10-KSpace Asset Acquisition Corp.$SAAQ
Space Asset Acquisition Corp. 10-K
Mar 27, 5:29 PM ET3.8 MB - 10-K/AImmix Biopharma, Inc.$IMMX
Immix Biopharma, Inc. 10-K/A
Mar 27, 5:28 PM ET6.6 MB - 10-KGesher Acquisition Corp. II$GSHR
Gesher Acquisition Corp. II 10-K
Mar 27, 5:28 PM ET4.6 MB - 6-KElectra Battery Materials Corp$ELBM
Electra Battery Materials Corp 6-K
Mar 27, 5:28 PM ET1.9 MB - 10-KK&F GROWTH ACQUISITION CORP. II$KFII
K&F GROWTH ACQUISITION CORP. II 10-K
Mar 27, 5:28 PM ET4.3 MB - 10-KEnveric Biosciences, Inc.$ENVB
Enveric Biosciences, Inc. 10-K
Mar 27, 5:27 PM ET7.4 MB - 10-K/ASKYX Platforms Corp.$SKYX
SKYX Platforms Corp. 10-K/A
Mar 27, 5:27 PM ET6.8 MB - S-1VivoSim Labs, INC.$VIVS
VivoSim Labs, INC. S-1
Mar 27, 5:26 PM ET1.5 MB - 6-KGREENPOWER MOTOR Co INC.$GP
GREENPOWER MOTOR Co INC. 6-K
Mar 27, 5:26 PM ET20.1 KB - 8-KEnveric Biosciences, Inc.$ENVB
Enveric Biosciences, Inc. 8-K
Mar 27, 5:25 PM ET256.1 KB - 8-KAVIS BUDGET GROUP, INC.$CAR
AVIS BUDGET GROUP, INC. 8-K
Mar 27, 5:25 PM ET407.0 KB - 8-KArtius II Acquisition Inc.$AACB
Artius II Acquisition Inc. 8-K
Mar 27, 5:25 PM ET261.1 KB - 10-KFusemachines Inc.$FUSE
Fusemachines Inc. 10-K
Mar 27, 5:24 PM ET15.1 MB - 8-KNexMetals Mining Corp.$NEXM
NexMetals Mining Corp. 8-K
Mar 27, 5:24 PM ET222.3 KB - 6-KInnoviz Technologies Ltd.$INVZ
Innoviz Technologies Ltd. 6-K
Mar 27, 5:23 PM ET21.9 KB - 10-KUTAH MEDICAL PRODUCTS INC$UTMD
UTAH MEDICAL PRODUCTS INC 10-K
Mar 27, 5:23 PM ET5.9 MB - 10-KSpartacus Acquisition Corp. II$TMTS
Spartacus Acquisition Corp. II 10-K
Mar 27, 5:20 PM ET4.2 MB - 10-KDaedalus Special Acquisition Corp.$DSAC
Daedalus Special Acquisition Corp. 10-K
Mar 27, 5:20 PM ET4.7 MB - 6-KAbove Food Ingredients Inc.$ABVE
Above Food Ingredients Inc. 6-K
Mar 27, 5:20 PM ET45.1 KB - 10-KSIM Acquisition Corp. I$SIMA
SIM Acquisition Corp. I 10-K
Mar 27, 5:20 PM ET4.8 MB - S-1FibroBiologics, Inc.$FBLG
FibroBiologics, Inc. S-1
Mar 27, 5:19 PM ET1.6 MB - 10-KKnightscope, Inc.$KSCP
Knightscope, Inc. 10-K
Mar 27, 5:18 PM ET13.8 MB - 8-KHealth In Tech, Inc.$HIT
Health In Tech, Inc. 8-K
Mar 27, 5:16 PM ET10.6 MB - 8-KFlux Power Holdings, Inc.$FLUX
Flux Power Holdings, Inc. 8-K
Mar 27, 5:16 PM ET209.3 KB - 8-KFirst Watch Restaurant Group, Inc.$FWRG
First Watch Restaurant Group, Inc. 8-K
Mar 27, 5:16 PM ET141.4 KB - 8-KPulmatrix, Inc.$PULM
Pulmatrix, Inc. 8-K
Mar 27, 5:16 PM ET2.1 MB - 10-KTenon Medical, Inc.$TNON
Tenon Medical, Inc. 10-K
Mar 27, 5:15 PM ET9.4 MB - 8-KPAVmed Inc.$PAVM
PAVmed Inc. 8-K
Mar 27, 5:15 PM ET228.3 KB - 8-KQ32 Bio Inc.$QTTB
Q32 Bio Inc. 8-K
Mar 27, 5:15 PM ET503.8 KB - 8-KCareCloud, Inc.$CCLD
CareCloud, Inc. 8-K
Mar 27, 5:15 PM ET252.4 KB - 8-KHALLADOR ENERGY CO$HNRG
HALLADOR ENERGY CO 8-K
Mar 27, 5:15 PM ET154.8 KB - 6-KElong Power Holding Ltd.$ELPW
Elong Power Holding Ltd. 6-K
Mar 27, 5:15 PM ET456.6 KB - 6-KNIP Group Inc.$NIPG
NIP Group Inc. 6-K
Mar 27, 5:15 PM ET34.2 KB - 10-KCrown Reserve Acquisition Corp. I$CRAC
Crown Reserve Acquisition Corp. I 10-K
Mar 27, 5:14 PM ET4.0 MB - 8-KAlpha Cognition Inc.$ACOG
Alpha Cognition Inc. 8-K
Mar 27, 5:12 PM ET211.5 KB - 10-KLaunchpad Cadenza Acquisition Corp I$LPCV
Launchpad Cadenza Acquisition Corp I 10-K
Mar 27, 5:10 PM ET4.2 MB - 8-KNeoVolta Inc.$NEOV
NeoVolta Inc. 8-K
Mar 27, 5:10 PM ET636.0 KB - 10-KAbony Acquisition Corp. I$AACO
Abony Acquisition Corp. I 10-K
Mar 27, 5:09 PM ET4.5 MB - 10-KFunctional Brands Inc.$MEHA
Functional Brands Inc. 10-K
Mar 27, 5:08 PM ET11.6 MB - 10-KSPACSphere Acquisition Corp.$SSAC
SPACSphere Acquisition Corp. 10-K
Mar 27, 5:08 PM ET3.2 MB
Featured Issuers
- $TXG
10x Genomics, Inc.
CIK 0001770787
- $YI
111, Inc.
CIK 0001738906
- $YQ
17 Education & Technology Group Inc.
CIK 0001821468
- $FLWS
1 800 FLOWERS COM INC
CIK 0001084869
- $ONCH
1RT Acquisition Corp.
CIK 0002054272
- $DIBS
1stdibs.com, Inc.
CIK 0001600641
- $SRCE
1ST SOURCE CORP
CIK 0000034782
- $TDOG
21Shares Dogecoin ETF
CIK 0002064314
- $XXII
22nd Century Group, Inc.
CIK 0001347858
- $KRKR
36Kr Holdings Inc.
CIK 0001779476
- $SCWO
374Water Inc.
CIK 0000933972
- $MASK
3 E Network Technology Group Ltd
CIK 0001993097
About NASDAQ
NASDAQ is the world's second-largest stock exchange, known for technology, biotech, and high-growth companies. Over 3,000 companies trade on NASDAQ across three tiers based on size.
Tech and biotech hub
Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.
NASDAQ Exchange Overview
Tech and biotech hub
Over half of NASDAQ companies are in technology or healthcare—including Apple, Microsoft, Amazon, and Alphabet. Expect frequent filings about product launches, FDA decisions, and acquisitions.
Three listing tiers
NASDAQ Global Select (largest), Global Market (mid-size), and Capital Market (smaller growth companies). Each tier has different financial requirements for listing.
High filing frequency
NASDAQ companies file more 8-Ks than other exchanges due to frequent product news, partnerships, and clinical trials. Watch Form 4 insider trades—tech executives get large stock grants.
Filing characteristics
NASDAQ companies file frequent 8-Ks for product announcements, FDA decisions, and acquisitions. Watch Form 4 insider trades closely—tech executives receive large stock grants and their selling patterns can signal company outlook. Biotech companies file investor presentations when releasing trial data.
Listing standards
NASDAQ Global Select requires $550M market cap. All tiers require at least $1.00 share price and SEC reporting compliance. Companies must have independent board majorities and audit committees.
Disclosure patterns
NASDAQ companies average 6-8 Form 8-Ks per year, with spikes around earnings and product milestones. Biotech firms file heavily around clinical trial phases. Form 4 insider reports are important given high equity compensation at tech companies.
Frequently Asked Questions
What types of companies are listed on NASDAQ?
NASDAQ is home to over 3,000 companies, predominantly in technology, biotechnology, and high-growth sectors. Major companies include Apple, Microsoft, Amazon, Alphabet, and Meta. NASDAQ has three listing tiers: Global Select Market (largest companies), Global Market (mid-size), and Capital Market (smaller growth companies).
How often do NASDAQ companies file with the SEC?
NASDAQ companies average 6-8 Form 8-K filings per year, with additional spikes around earnings seasons and product milestones. Biotech companies file more frequently during clinical trial phases. All NASDAQ companies must file annual 10-K reports, quarterly 10-Q reports, and insider trading disclosures on Form 4.
Why should I track insider trading at NASDAQ companies?
NASDAQ tech companies rely heavily on equity compensation, so Form 4 insider trade filings are especially important. Executives receive large stock grants, and their buying or selling patterns can signal confidence or concern about the company's future. Monitoring these transactions can provide early indicators of company outlook.
What are NASDAQ's listing requirements?
NASDAQ Global Select Market requires a minimum $550 million market capitalization. All NASDAQ tiers require at least a $1.00 share price and SEC reporting compliance. Companies must maintain independent board majorities and audit committees as part of corporate governance standards.