Exchange
—
Entity type
operating
Fiscal year end
Dec 31
Headquarters
DE
Research Summary
AI-assisted · Grounded in filings
REGENCY AFFILIATES INC
Regency Affiliates Inc. operates as a niche player whose core services revolve around strategic advisory and capital solutions tailored to small- to mid-sized enterprises navigating transitional phases, with a particular focus on industries adjacent to its SIC roots in investment services and financial holding companies; the company’s consultants combine market intelligence with regulatory awareness to serve founders, private investors, and partnership groups seeking disciplined growth pathways, while also orchestrating compliance-ready structures that acknowledge the governance and disclosure standards expected of firms tied to public markets despite the absence of a ticker symbol. Given the opaque nature of its filings—most recently unspecified—the firm places renewed emphasis on transparency in client workflows, yet it must still manage material risks such as regulatory shifts in securities law oversight, valuation pressures, and the liquidity dynamics facing capital partners; this careful balance underscores CIK 99249’s resolve to keep stakeholders informed. View live SEC filings on Earnings Feed.
Recent Filings
- 10-K1.4 MBREGENCY AFFILIATES INCSep 1, 3:09 PM ET·0001193805-09-001706
- 10-Q432.0 KBREGENCY AFFILIATES INCSep 12, 4:35 PM ET·0001193805-08-002129
- 45.4 KBREGENCY AFFILIATES INCOct 4, 6:19 PM ET·0001193805-05-002061
- 45.2 KBREGENCY AFFILIATES INCOct 4, 6:18 PM ET·0001193805-05-002059
- 45.4 KBREGENCY AFFILIATES INCJul 6, 9:01 PM ET·0001193805-05-001500
- 45.2 KBREGENCY AFFILIATES INCJul 6, 9:01 PM ET·0001193805-05-001499
- SC 13D/A37.5 KBREGENCY AFFILIATES INCJun 24, 5:17 PM ET·0001193805-05-001395
- SC 13D/A22.0 KBREGENCY AFFILIATES INCOct 18, 12:27 PM ET·0001193805-04-001591
- 46.1 KBREGENCY AFFILIATES INCAug 16, 10:14 AM ET·0001193805-04-001172
- 46.1 KBREGENCY AFFILIATES INCAug 16, 10:12 AM ET·0001193805-04-001170
Insiders
5Tickers
No tickers on record
Addresses
business
729 SE FEDERAL HWY STE 307
STUART, FL, 34994
mailing
729 SE FEDERAL HWY STE 307
STUART, FL, 34994