SW ACQUISTION INC
Exchange
—
Entity type
operating
Fiscal year end
Dec 31
Headquarters
MN
Research Summary
AI-assisted · Grounded in filings
SW ACQUISTION INC
SW ACQUSTION INC operates within the Security Brokers, Dealers & Flotation Companies segment, blending capital-raising expertise with brokerage services for institutional and sophisticated investor clients seeking structured access to capital markets; its offerings include underwriting support, deal distribution, and strategic advisory that capitalize on regulatory frameworks designed to oversee broker-dealers. The firm’s target customers are primarily private issuers and institutions pursuing flotation opportunities, and it must continually navigate material risks such as compliance with SEC broker-dealer registration requirements, market liquidity fluctuations, and the legacy of long-dated filings; the most recent disclosure remains the Form 8-K filed in December 1999, underscoring the importance of diligent monitoring in a heavily regulated market. With such a history, clients and stakeholders are encouraged to track SW ACQUSTION INC’s ongoing SEC activity—CIK 314037—to assess current positioning and stay informed; view live SEC filings on Earnings Feed.
Recent Filings
- 8-K7.0 KBKINNARD INVESTMENTS INCSep 5, 8:00 PM ET·0000912057-00-040230
- 8-K6.8 KBKINNARD INVESTMENTS INCAug 17, 8:00 PM ET·0000912057-00-038244
- 10-Q58.5 KBKINNARD INVESTMENTS INCAug 8, 8:00 PM ET·0000912057-00-035691
- SC 13D/A15.5 KBKINNARD INVESTMENTS INCJun 27, 8:00 PM ET·0000950124-00-003995
- SC 13D/A15.5 KBKINNARD INVESTMENTS INCJun 27, 8:00 PM ET·0000950124-00-003994
- SC 13D15.4 KBKINNARD INVESTMENTS INCJun 25, 8:00 PM ET·0000950124-00-003899
- 8-K210.7 KBKINNARD INVESTMENTS INCJun 6, 8:00 PM ET·0000912057-00-027592
- 10-Q54.6 KBKINNARD INVESTMENTS INCMay 9, 8:00 PM ET·0000912057-00-022920
- 10-K169.8 KBKINNARD INVESTMENTS INCMar 28, 7:00 PM ET·0000912057-00-014334
- SC 13G7.5 KBKINNARD INVESTMENTS INCFeb 2, 7:00 PM ET·0000354204-00-000760
Insiders
0No insiders on record
Tickers
No tickers on record
Addresses
business
101 COLUMBIA RD
MORRISTOWN, NJ, 07962
mailing
101 COLUMBIA RD
MORRISTOWN, NJ, 07962
Former Names
- KINNARD INVESTMENTS INC2000-01-11