THOMAS FRANKLIN A

CIK 00011840125 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001184012

Recent Transactions

47 trades

Award
CITIGROUP INC$C
Common Stock
2006-01-17+3,075.5→ 20,212.7 total
Discretionary Transaction
PEPSICO INC$PEP
Phantom Stock Units
2006-01-01$59.76/sh−1,431.26→ 5,725.07 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2006-01-01$59.76/sh+31.01→ 7,156.33 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2006-01-01$59.76/sh+27.8→ 6,416.86 total
Award
PEPSICO INC$PEP
PepsiCo, Inc. Common Stock
2005-10-01+881→ 4,248 total
Award
PEPSICO INC$PEP
Employee Stock Option (right to buy)
2005-10-01+3,524→ 3,524 total
Award
PEPSICO INC$PEP
PepsiCo, Inc. Common Stock
2005-10-01+881→ 4,248 total
Award
PEPSICO INC$PEP
Employee Stock Option (right to buy)
2005-10-01+3,524→ 3,524 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2005-09-30+114.1→ 6,389.06 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2005-09-30+127.25→ 7,125.32 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2005-09-30+127.25→ 7,125.32 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2005-09-30+114.1→ 6,389.06 total
Award
ALCATEL-LUCENT USA INC.
Stock Units
2005-03-01$3.13/sh+33,546→ 159,836.94 total
Award
Howmet Aerospace Inc.$HWM
Phantom Stock Units
2005-01-03$31.36/sh+1,196→ 55,286 total
Award
Howmet Aerospace Inc.$HWM
Phantom Stock Units
2005-01-03$31.36/sh+1,196→ 55,286 total
Award
CITIGROUP INC$C
Common Stock
2005-01-01$46.18/sh+338.4→ 10,038.9 total
Other
CITIGROUP INC$C
Common Stock
2005-01-01$46.18/sh+84.2→ 10,123.1 total
Other
CITIGROUP INC$C
Common Stock
2005-01-01$46.18/sh+84.2→ 10,123.1 total
Award
CITIGROUP INC$C
Common Stock
2005-01-01$46.18/sh+338.4→ 10,038.9 total
Award
Howmet Aerospace Inc.$HWM
Phantom Stock Units
2004-01-02$37.88/sh+990→ 49,737 total
Award
Howmet Aerospace Inc.$HWM
Phantom Stock Units
2004-01-02$37.88/sh+990→ 49,737 total
Other
CITIGROUP INC$C
Common Stock
2004-01-01$47.24/sh+60.8→ 8,459.8 total
Other
CITIGROUP INC$C
Common Stock
2004-01-01$47.24/sh+60.8→ 8,459.8 total
Award
CITIGROUP INC$C
Common Stock
2004-01-01$47.24/sh+205→ 8,399 total
Award
CITIGROUP INC$C
Common Stock
2004-01-01$47.24/sh+205→ 8,399 total
Award
CUMMINS INC$CMI
Stock Units
2003-12-01+46.487→ 46.487 total
Award
CUMMINS INC$CMI
Common
2003-12-01+39.892→ 6,957.33 total
Award
CUMMINS INC$CMI
Stock Units
2003-12-01+46.487→ 46.487 total
Award
CUMMINS INC$CMI
Common
2003-12-01+39.892→ 6,957.33 total
Award
Howmet Aerospace Inc.$HWM
Phantom Stock Units
2003-10-01$26.57/sh+1,411→ 48,796 total
Award
Howmet Aerospace Inc.$HWM
Phantom Stock Units
2003-10-01$26.57/sh+1,411→ 48,796 total
Award
CITIGROUP INC$C
Common Stock
2003-10-01$44.28/sh+218.8→ 8,131.4 total
Other
CITIGROUP INC$C
Common Stock
2003-10-01$44.28/sh+62.6→ 8,194 total
Award
PEPSICO INC$PEP
PepsiCo, Inc. Common Stock
2003-10-01+1,613→ 2,613 total
Other
CITIGROUP INC$C
Common Stock
2003-10-01$44.28/sh+62.6→ 8,194 total
Award
CUMMINS INC$CMI
Stock Units
2003-10-01+43.52→ 43.52 total
Award
CUMMINS INC$CMI
Common
2003-10-01+32.068→ 6,917.438 total
Award
CUMMINS INC$CMI
Stock Units
2003-10-01+43.52→ 43.52 total
Award
CUMMINS INC$CMI
Common
2003-10-01+32.068→ 6,917.438 total
Award
PEPSICO INC$PEP
PepsiCo, Inc. Common Stock
2003-10-01+1,613→ 2,613 total
Award
CITIGROUP INC$C
Common Stock
2003-10-01$44.28/sh+218.8→ 8,131.4 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2003-09-30+99.56→ 6,894.57 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2003-09-30+89.27→ 6,182.16 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2003-09-30+99.56→ 6,894.57 total
Award
PEPSICO INC$PEP
Phantom Stock Units
2003-09-30+89.27→ 6,182.16 total
Award
CUMMINS INC$CMI
Common
2003-09-16+857.6→ 6,885.37 total
Award
CUMMINS INC$CMI
Common
2003-09-16+857.6→ 6,885.37 total

Companies

Recent Filings

Address

380 LEXINGTON AVENUE 54TH FLOOR

NEW YORK, NY, 10168

View on SEC.gov