HORNER LARRY D /FA

CIK 00011012333 companiesPUTNAM VALLEY, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001101233

Recent Transactions

40 trades

Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$50.77/sh−60,000→ 0 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$50.77/sh−10,000→ 15,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$1.29/sh+60,000→ 60,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$1.29/sh+60,000→ 60,000 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$50.77/sh−60,000→ 0 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$50.77/sh−10,000→ 15,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Stock Option (right to buy)
2006-11-09−60,000→ 0 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Stock Option (right to buy)
2006-11-09−60,000→ 0 total
Purchase
CLINICAL DATA INC
Warrant
2006-06-13+4,609→ 4,609 total
Purchase
CLINICAL DATA INC
Warrant
2006-06-13+4,609→ 4,609 total
Purchase
CLINICAL DATA INC
Common Stock
2006-06-13$16.27/sh+9,218→ 21,343 total
Purchase
CLINICAL DATA INC
Common Stock
2006-06-13$16.27/sh+9,218→ 14,218 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Stock Option (right to buy)
2006-04-27+20,675→ 20,675 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Stock Option (right to buy)
2006-04-27+20,675→ 20,675 total
Award
CLINICAL DATA INC
Common Stock
2005-11-17$19.56/sh+10,000→ 12,125 total
Award
CLINICAL DATA INC
Warrant
2005-11-17+5,000→ 5,000 total
Award
CLINICAL DATA INC
Common Stock
2005-11-17$19.56/sh+10,000→ 12,125 total
Award
CLINICAL DATA INC
Warrant
2005-11-17+5,000→ 5,000 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2005-08-19$36.95/sh−5,000→ 25,000 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2005-08-19$36.95/sh−5,000→ 25,000 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-23$14.69/sh+275→ 31,775 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-23$14.69/sh+275→ 31,775 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-23$14.78/sh+1,500→ 31,500 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-23$14.78/sh+1,500→ 31,500 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-22$13.99/sh+3,500→ 30,000 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-22$14.06/sh+6,500→ 26,500 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-22$14.06/sh+6,500→ 26,500 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-22$13.99/sh+3,500→ 30,000 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2004-08-27+25,000→ 163,500 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2004-08-27+25,000→ 163,500 total
Sale
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2003-07-22$41.54/sh−12,500→ 20,000 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2003-07-22−7,500→ 135,000 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2003-07-22−12,500→ 122,500 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2003-07-22$12.50/sh+7,500→ 20,000 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2003-07-22$13.00/sh+12,500→ 32,500 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2003-07-22$12.50/sh+7,500→ 20,000 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2003-07-22−12,500→ 122,500 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2003-07-22−7,500→ 135,000 total
Sale
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2003-07-22$41.54/sh−12,500→ 20,000 total
Exercise/Conversion
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2003-07-22$13.00/sh+12,500→ 32,500 total

Companies

Recent Filings

Address

370 LAKE SHORE DRIVE

PUTNAM VALLEY, NY, 10579

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