SPENCER RICHARD S III

CIK 00012354652 companiesSANTA CRUZ, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001235465

Recent Transactions

19 trades

Sale
DIEDRICH COFFEE INC
Common Stock
2007-05-07$3.80/sh−955,229→ 0 total
Sale
DIEDRICH COFFEE INC
Common Stock
2007-05-07$3.80/sh−955,229→ 0 total
Sale
DIEDRICH COFFEE INC
Common Stock
2007-05-07$3.80/sh−955,229→ 0 total
Other
EVERGREEN ENERGY INC
Common Stock
2007-01-31−511,807→ 2,919,093 total
Other
EVERGREEN ENERGY INC
Warrants to Purchase Common Stock
2007-01-31−1,565,690→ 5,723,060 total
Other
EVERGREEN ENERGY INC
Common Stock
2007-01-31−511,807→ 2,919,093 total
Other
EVERGREEN ENERGY INC
Warrants to Purchase Common Stock
2007-01-31−1,565,690→ 5,723,060 total
Other
EVERGREEN ENERGY INC
Common Stock
2007-01-31−511,807→ 2,919,093 total
Other
EVERGREEN ENERGY INC
Warrants to Purchase Common Stock
2007-01-31−1,565,690→ 5,723,060 total
Award
DIEDRICH COFFEE INC
Employee Stock Option (right to buy)
2006-12-12−15,000→ 63,750 total
Award
DIEDRICH COFFEE INC
Employee Stock Option (right to buy)
2006-12-12−15,000→ 63,750 total
Award
EVERGREEN ENERGY INC
Director Stock Option (Right to Buy)
2005-06-21+9,000→ 9,000 total
Award
EVERGREEN ENERGY INC
Director Stock Option (Right to Buy)
2005-06-21+9,000→ 9,000 total
Purchase
EVERGREEN ENERGY INC
Common Stock
2004-04-14$10.15/sh+90,800→ 2,950,500 total
Purchase
EVERGREEN ENERGY INC
Common Stock
2004-04-14$10.15/sh+90,800→ 2,950,500 total
Purchase
EVERGREEN ENERGY INC
Common Stock
2004-04-14$10.15/sh+90,800→ 2,950,500 total
Purchase
EVERGREEN ENERGY INC
Common Stock
2004-04-13$10.10/sh+317,200→ 2,859,700 total
Purchase
EVERGREEN ENERGY INC
Common Stock
2004-04-13$10.10/sh+317,200→ 2,859,700 total
Purchase
EVERGREEN ENERGY INC
Common Stock
2004-04-13$10.10/sh+317,200→ 2,859,700 total

Companies

Recent Filings

Address

200 SEVENTH AVENUE, SUITE 105

SANTA CRUZ, CA, 95062

View on SEC.gov