LAMPEN RICHARD

CIK 00010470923 companiesMIAMI, FL

SEC Profile

Transactions

Companies

Filings

CIK

0001047092

Recent Transactions

50 trades

Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-08-24$2.39/sh+5,000→ 1,106,917 total
Purchase
Castle Brands Inc
Common Stock
2015-08-24$1.06/sh+10,000→ 1,061,720 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock
2015-08-24$21.75/sh+200→ 4,200 total
Purchase
Castle Brands Inc
Common Stock
2015-08-24$1.06/sh+10,000→ 1,061,720 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock
2015-08-24$21.75/sh+200→ 4,200 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-08-24$2.39/sh+5,000→ 1,106,917 total
Purchase
Castle Brands Inc
Common Stock
2014-01-03$0.76/sh+5,000→ 395,577 total
Purchase
Castle Brands Inc
Common Stock
2014-01-03$0.76/sh+5,000→ 395,577 total
Gift
VECTOR GROUP LTD
Common Stock
2014-01-02−3,300→ 45,000 total
Gift
VECTOR GROUP LTD
Common Stock
2014-01-02−3,300→ 251,818 total
Gift
VECTOR GROUP LTD
Common Stock
2014-01-02−3,300→ 45,000 total
Gift
VECTOR GROUP LTD
Common Stock
2014-01-02−3,300→ 251,818 total
Gift
VECTOR GROUP LTD
Common Stock
2012-05-29−6,102→ 245,795 total
Gift
VECTOR GROUP LTD
Common Stock
2012-05-29−6,102→ 245,795 total
Gift
VECTOR GROUP LTD
Common Stock
2012-05-25−50,000→ 251,897 total
Gift
VECTOR GROUP LTD
Common Stock
2012-05-25+50,000→ 50,000 total
Gift
VECTOR GROUP LTD
Common Stock
2012-05-25−50,000→ 251,897 total
Gift
VECTOR GROUP LTD
Common Stock
2012-05-25+50,000→ 50,000 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-01-04$0.88/sh+20,000→ 716,131 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-01-04$2.44/sh−7,214→ 708,917 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2012-01-04−20,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-01-04$0.88/sh+20,000→ 716,131 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-01-04$2.44/sh−7,214→ 708,917 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2012-01-04−20,000→ 0 total
Purchase
Castle Brands Inc
Common Stock
2011-09-09$0.26/sh+4,000→ 276,501 total
Purchase
Castle Brands Inc
Common Stock
2011-09-09$0.26/sh+4,000→ 276,501 total
Purchase
Castle Brands Inc
Common Stock
2011-09-09$0.25/sh+1,000→ 272,501 total
Purchase
Castle Brands Inc
Common Stock
2011-09-09$0.25/sh+1,000→ 272,501 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2010-10-01$1.00/sh+50,000→ 623,631 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2010-10-01$1.00/sh+50,000→ 623,631 total
Purchase
Castle Brands Inc
Common Stock
2010-06-30$0.36/sh+5,000→ 255,001 total
Purchase
Castle Brands Inc
Common Stock
2010-06-30$0.36/sh+5,000→ 255,001 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-11-30$0.61/sh+5,000→ 470,631 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-11-30$0.61/sh+5,000→ 470,631 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-07-01$0.55/sh+1,828→ 415,631 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-07-01$0.55/sh+1,828→ 415,631 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-06-30$0.54/sh+3,250→ 413,803 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-06-30$0.54/sh+3,250→ 413,803 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-06-29$0.53/sh+4,922→ 410,553 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2009-06-29$0.53/sh+4,922→ 410,553 total
Purchase
Castle Brands Inc
Common Stock
2008-12-05$0.22/sh+5,000→ 40,000 total
Purchase
Castle Brands Inc
Common Stock
2008-12-05$0.22/sh+5,000→ 40,000 total
Purchase
Castle Brands Inc
Common Stock
2008-12-04$0.22/sh+5,000→ 35,000 total
Purchase
Castle Brands Inc
Common Stock
2008-12-04$0.22/sh+5,000→ 35,000 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2008-10-31+600,000→ 600,000 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2008-10-31+600,000→ 600,000 total
Sale
VECTOR GROUP LTD
Common Stock
2008-09-26$18.66/sh−2,600→ 195,016 total
Sale
VECTOR GROUP LTD
Common Stock
2008-09-26$18.52/sh−1,179→ 210,468 total
Sale
VECTOR GROUP LTD
Common Stock
2008-09-26$18.64/sh−2,800→ 197,716 total
Sale
VECTOR GROUP LTD
Common Stock
2008-09-26$18.68/sh−100→ 194,716 total

Companies

Recent Filings

Address

4400 BISCAYNE BOULEVARD

MIAMI, FL, 33137

View on SEC.gov