PRENDERGAST JOHN K A

CIK 00010420195 companiesMORRISVILLE, NC

SEC Profile

Transactions

Companies

Filings

CIK

0001042019

Recent Transactions

50 trades

Award
Scorpius Holdings, Inc.
Stock Option (right to buy)
2021-12-30+129,820→ 129,820 total
Other
Scorpius Holdings, Inc.
Stock Option (right to buy)
2021-12-30−129,820→ 0 total
Other
Scorpius Holdings, Inc.
Stock Option (right to buy)
2021-12-30−129,820→ 0 total
Award
Scorpius Holdings, Inc.
Stock Option (right to buy)
2021-12-30+129,820→ 129,820 total
Award
Scorpius Holdings, Inc.
Common Stock
2020-01-02+400,000→ 700,000 total
Award
Scorpius Holdings, Inc.
Stock Option
2017-01-02+180,000→ 180,000 total
Award
Scorpius Holdings, Inc.
Stock Option
2017-01-02+180,000→ 180,000 total
Award
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2009-07-01+60,000→ 60,000 total
Purchase
AVAX TECHNOLOGIES INC
Warrant
2008-10-24+210,000→ 210,000 total
Purchase
AVAX TECHNOLOGIES INC
Warrant
2008-10-24+210,000→ 210,000 total
Purchase
AVAX TECHNOLOGIES INC
Convertible Promissory Note
2008-10-24$21000.00/sh+233,333→ 233,333 total
Purchase
AVAX TECHNOLOGIES INC
Convertible Promissory Note
2008-10-24$21000.00/sh+233,333→ 233,333 total
Award
AVIGEN INC \DE
Non-Qualified Stock Options (Right to Buy)
2008-05-19+20,000→ 20,000 total
Award
AVAX TECHNOLOGIES INC
Stock Option
2007-08-27$0.19/sh+375,000→ 375,000 total
Award
AVAX TECHNOLOGIES INC
Stock Option
2007-08-27$0.19/sh+375,000→ 375,000 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.50/sh−2,692→ 48,108 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.65/sh−100→ 46,908 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.61/sh−1,100→ 47,008 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.69/sh−100→ 46,808 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.70/sh−200→ 46,608 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.70/sh−200→ 46,608 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.69/sh−100→ 46,808 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.50/sh−2,692→ 48,108 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.65/sh−100→ 46,908 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-22$6.61/sh−1,100→ 47,008 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-21$6.50/sh−300→ 50,800 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-21$6.50/sh−300→ 50,800 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-21$6.65/sh−7,508→ 51,100 total
Sale
AVIGEN INC \DE
Common stock, $0.001 par value
2007-03-21$6.65/sh−7,508→ 51,100 total
Award
AVIGEN INC \DE
Non-Qualified Stock Options (Right to Buy)
2006-05-31+20,000→ 40,000 total
Award
AVIGEN INC \DE
Non-Qualified Stock Options (Right to Buy)
2006-05-31+20,000→ 20,000 total
Award
AVIGEN INC \DE
Non-Qualified Stock Options (Right to Buy)
2006-05-31+20,000→ 20,000 total
Award
AVIGEN INC \DE
Non-Qualified Stock Options (Right to Buy)
2006-05-31+20,000→ 40,000 total
Award
MEDICINOVA INC$MNOV
Stock Option (right to buy)
2006-01-04+100,000→ 100,000 total
Award
MEDICINOVA INC$MNOV
Stock Option (right to buy)
2006-01-04+100,000→ 100,000 total
Award
MEDICINOVA INC$MNOV
Stock Option (right to buy)
2006-01-04+100,000→ 100,000 total
Award
MEDICINOVA INC$MNOV
Stock Option (right to buy)
2006-01-04+100,000→ 100,000 total
Award
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2005-07-01+25,000→ 25,000 total
Award
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2005-07-01+21,000→ 46,000 total
Award
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2005-07-01+21,000→ 46,000 total
Award
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2005-07-01+25,000→ 25,000 total
Other
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2005-07-01−50,000→ 0 total
Other
PALATIN TECHNOLOGIES INC$PTNT
stock option (right to buy)
2005-07-01−50,000→ 0 total
Purchase
PALATIN TECHNOLOGIES INC$PTNT
common stock
2005-05-25$2.08/sh+3,700→ 17,673 total
Purchase
PALATIN TECHNOLOGIES INC$PTNT
common stock
2005-05-25$2.06/sh+300→ 13,973 total
Purchase
PALATIN TECHNOLOGIES INC$PTNT
common stock
2005-05-25$2.06/sh+300→ 13,973 total
Purchase
PALATIN TECHNOLOGIES INC$PTNT
common stock
2005-05-25$2.08/sh+3,700→ 17,673 total
Award
AVAX TECHNOLOGIES INC
Statutory Stock Option
2004-10-01$0.13/sh+250,000→ 412,012 total
Award
AVAX TECHNOLOGIES INC
Statutory Stock Option
2004-10-01$0.13/sh+250,000→ 412,012 total
Award
AVIGEN INC \DE
Non-Qualified Stock Options (Right to Buy)
2004-05-26+10,000→ 10,000 total

Companies

Recent Filings

Address

C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE

MORRISVILLE, NC, 27560

View on SEC.gov